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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-10 |
| TX | RA | APPROVED_RES | 2019-01-09 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
3201 West White Oaks Drive Suite 201, Springfield, IL 62704 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Springfield | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*362665- Hoogland Center for the Arts; Investment related: Yes; Springfield, Illinois; Art/Culture; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2019; During business hours: 0; After business hours: 1; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-16 |
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