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James Duncan Carey

Wedbush Securities Inc.

La Jolla, CA

Pasadena, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-04-27
  • CA RA
    APPROVED
    Since 2011-04-27

Branch Locations

1200 Prospect Street, Suite 300, La Jolla, CA 92037 • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities La Jolla CA 01/2009 Present
  • 01/2009 → Present
    Wedbush Morgan Securities
    La Jolla, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-24
  • S63 Uniform Securities Agent State Law Examination
    1990-04-24
Other Names
  • Jim Carey

View on SEC IAPD

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