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Brian Thomas Kelley

Stifel, Nicolaus & Company, Incorporated

White Plains, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED_RES 2020-10-16
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2020-10-16

Branch Locations

4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc White Plains NY 03/2016 Present
  • 03/2016 → Present
    Stifel Nicolaus & Co Inc
    White Plains, NY
Previous Registrations
  • 2007-11-06 → 2016-03-23
    Deutsche Bank Securities Inc.
    Greenwich, CT
  • 2003-01-17 → 2007-11-02
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
  • 2002-07-25 → 2003-01-17
    Pershing Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-18
S63 Uniform Securities Agent State Law Examination 1989-10-10
  • S65 Uniform Investment Adviser Law Examination
    1992-08-18
  • S63 Uniform Securities Agent State Law Examination
    1989-10-10

View on SEC IAPD

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Other Offices

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