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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-03 |
| TX | RA | APPROVED_RES | 2011-10-11 |
| NV | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 10/2009 | Present |
| Bank Of America,N.A. | Las Vegas | NV | 06/2011 | Present |
ON FIRE VII INVESTMENTS; INV REL; 2685 KOREA COURT, HENDERSON, NV 89052; LIMITED PARTNERSHIP; INVESTOR / LIMITED PARTNER; DEC 2008; NO TIME DEVOTED; INVESTOR ONLY - NO DUTIES.I*138533For profit or not for profit: For-Profit OrganizationName of outside business organization: The Faulis TrustInvestment related: Address of business: Las Vegas, Nevada 89138Nature of business: Trust,Compensation for Activity: Position, title, association: Trustee, Start date of relationship: 8/26/2020Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: My husband is a realtor. We have personally purchased approx 4 or 5 homes for investment purposes. |I*: 2109277 Entity Type: Name of OBA: Rental Property 1 Address: Las Vegas, NV 89135 Investment Related: n Position, Title, Association: Co-owner with other family members Employee Start Date: 11/26/2024 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-20 |
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