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Kevin Mchugh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glastonbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-08
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-08
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

200 Glastonbury Blvd, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 10/2009 Present
Bank Of America, N.A. Glastonbury CT 07/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Hartford, CT
    Hartford, CT
    Hartford, CT
  • 2004-08-06 → 2004-10-20
    Quick & Reilly, Inc.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-29
S63 Uniform Securities Agent State Law Examination 1994-10-06
  • S66 Uniform Combined State Law Examination
    2004-09-29
  • S63 Uniform Securities Agent State Law Examination
    1994-10-06

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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