Richard Thomas Mullaney

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Glastonbury, CT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2007 → Present
  Mullaney & Associates Llc
  Glastonbury, CT
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-04-15 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Wethersfield, CT
  Glastonbury, CT
  Windsor, CT
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: Mullaney & Associates, LLC; Yes; SAME AS REGISTERED LOCATION; DBA; owner; 4/9/2007; 200; 200; financial services and recruiting | 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/3/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| 3) NAME OF OTHER BUSINESS: ALTARWISE LLC; INVESTMENT RELATED: NO ADDRESS: 703 ATATEKA DRIVE CHESTERTOWN, NY 12817; NATURE OF BUSINESS: REAL ESTATE; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY ; 4) NAME OF OTHER BUSINESS: CETERA WEALTH PARTNERS ; INVESTMENT RELATED: YES; ADDRESS: 121 SHATTUCK WAY SUITE 15 NEWINGTON, NH 03801; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: APPEARING ON PARTNERS WEBSITE WITH HEADSHOT AND BIO, AS APPLIES TO JOINT BOOK OF BUSINESS; 5) NAME OF OTHER BUSINESS: JACOBS FINANCIAL PARTNERS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 4, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-07
• S63 Uniform Securities Agent State Law Examination
  2007-08-06