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Eugene Yin Wang

LPl Financial LLC

Pasadena, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

70 S. Lake Ave. Ste. 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 06/2016 Present
Lpl Financial Llc Pasadena CA 06/2025 Present
  • 06/2016 → Present
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Pasadena, CA
Previous Registrations
  • 2016-06-27 → 2025-06-05
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2005-09-23 → 2016-07-05
    Oppenheimer & Co. Inc.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 1991-07-16
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    1991-07-16
Other Names
  • Yin Pai Wang
  • Yinpai Wang
  • Eugene Y. Wang
  • Eugene Wang

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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