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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-16 |
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
3838 W Carson St Ste 325, Torrance, CA 90503 • United States
Laguna Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 08/2012 | 03/2019 |
| Allianz Life Insurance Company | Minneapolis | MN | 08/2012 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 08/2012 | 03/2019 |
| Questar Capital Corporation | Minneapolis | MN | 08/2012 | 03/2019 |
| Woodbury Financial Services, Inc. | Roseville | CA | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Roseville | CA | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Torrance | CA | 01/2024 | Present |
1) INSURANCE AGENT. POSITION: Insurance Agent. NATURE: Fixed Insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/02/2012 ADDRESS: 983 Reserve Dr., Roseville CA 95678, United States DESCRIPTION: Sales & service. 2) KEVIN CORRIGAN. POSITION: Insurance Agent. NATURE: Overrides from fixed insurance sales from other individuals. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2016 ADDRESS: 983 Reserve Rd, Roseville CA 95678, United States DESCRIPTION: Contract insurance agents with FMO. 3) C&M HOLDINGS POSITION: 50% owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2013 ADDRESS: 5305 N. 32nd Street, Phoenix AZ 85018, United States DESCRIPTION: Passive investment in real estate. Typically purchase homes, have the rehab work managed & performed by partner, and split profits upon sale of properties. 4) KEVIN CORRIGAN POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/1989 ADDRESS: 421 Heliotrope Ave., Corona Del Mar CA 92625, United States DESCRIPTION: Sales and overrides for fixed insurance business. 5) BILTMORE WEALTH LLC POSITION: President NATURE: LLC set up to pay myself a salary for my RVP compensation under the Independent RVP role INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: 2513 E San Miguel Ave., Phoenix AZ 85016, United States DESCRIPTION: Bookkeeping for my benefits as independent RVP 6) HI POINT DEVELOPMENT LLC POSITION: investor NATURE: Holding company for personal real estate investments. Buy homes, and have Contractor do all of the renovations at his cost, and split profits upon sales of the homes. Typically buy/sell 3 houses per year INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: 2513 E. San Miguel Ave., Phoenix AZ 85016, United States DESCRIPTION: Passive investments in real estate. Purchase or buildhomes, have renovation work done, and re-sell the homes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-02 |
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