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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2007-12-01 |
| TX | RA | APPROVED_RES | 1996-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 05/1991 | Present |
| Bank Of America, Na | White Plains | NY | 12/2009 | Present |
I*89111 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CARMEL, NEW YORK 10512 NATURE OF BUSINESS: OTHER,OWNER OF PROPTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/15/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-24 |
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