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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-17 |
| NV | RA | APPROVED | 2015-08-14 |
Branch Locations
8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Summerlin | NV | 07/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Summerlin | NV | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, BROADALBIN, NY, START: 3/11/2020, 10 HRS/MONTH, 1 HR DURING TRADING.; TRUSTEE OF FAMILY TRUST; INV. RELATED; LAS VEGAS, NV; START DATE 4/2022; 5 HRS PER MONTH; 0 HRS DURING TRADING. MALIBU MEN'S RETREAT, INVT RELATED, LAS VEGAS, NV, TREASURER, START DATE 10/7/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, ORGANIZING AND RECEIVING FUNDS FOR BI-ANNUAL RETREATS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-09 |
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