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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-20 |
| CA | RA | APPROVED | 2019-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Santa Monica | CA | 04/2009 | 11/2016 |
| The Sudol Group - Wealth Management Specialists | Gardena | CA | 01/2012 | 11/2016 |
| Ameriprise Financial Services, Inc. | Gardena | CA | 11/2016 | 08/2019 |
| Lpl Financial, Llc | Gardena | CA | 08/2019 | Present |
1)09/2007 - DBA for LPL Business (entity for LPL business) - The Sudol Group Wealth Management Specialists - 90% - INVESTMENT RELATED - LAS VEGAS, NV 89118 2)04/2017 - Business Entity - Lavin and Associates - 1% - INVESTMENT RELATED - GARDENA, CA 90248 3) 03/10/2022 - Lavin Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/16/2022 - 30 Hours Per Month/30 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-08-05 |
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