Allen Gammon Yee

Current Employers

Employment History

• 03/2009 → 08/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 08/2022
  First Allied Advisory Services
  Schaumburg, IL
• 11/2020 → 08/2022
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2022 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 01/2000 → Present
  Guidant Planning, Inc
  South Pasadena, CA
• 01/2010 → Present
  Allen Yee
  Pasadena, CA
• 01/2000 → Present
  Pasadena Community College & Glendale Community College
  South Pasadena, CA

Previous Registrations

• 2000-06-16 → 2023-01-02
  Guidant Planning, Inc.
  South Pasadena, CA
• 2020-11-12 → 2022-08-02
  Cetera Investment Advisers Llc
  South Pasadena, CA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  South Pasadena, CA
• 2009-03-10 → 2012-07-02
  First Allied Securities, Inc.
  South Pasadena, CA
  San Diego, CA

Other Businesses

1.) GUIDANT PLANNING, INC - PRESIDENT - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - SOUTH PASADENA, CA - SINCE 01/2000 - NOT INVESTMENT RELATED 2.) GUIDANT PLANNING, INC. - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - SOUTH PASADENA, CA - SINCE 08/2022 - INVESTMENT RELATED 3.) ALLEN YEE - AGENT - NON-VARIABLE INSURANCE - PASADENA, CA - SINCE 01/2010 - INVESTMENT RELATED 4.) PASADENA COMMUNITY COLLEGE & GLENDALE COMMUNITY COLLEGE - INDIVIDUAL - TEACHING/COACHING - SOUTH PASADENA, CA - SINCE 01/2000 - NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-06
• S63 Uniform Securities Agent State Law Examination
  1992-03-19

Designations