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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-13 |
Branch Locations
1000 Fair Oaks Ave, South Pasadena, CA 91030 • United States
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burbank | CA | 05/2016 | 11/2021 |
| Bank Of America N.A. | Burbank | CA | 05/2016 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2021 | Present |
| Wells Fargo Bank, Na | Los Angeles | CA | 11/2021 | Present |
SELLING MY COLLECTABLES ; NOT INV RELATED; PASADENA, CA; SELLING MY COLLECTABLES ;100% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-18 |
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