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Rhandy Arzaga

Osaic Wealth, Inc.

South Pasadena, CA

CRD 3248948

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02

Branch Locations

1101 Fremont Ave Suite 201, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Pasadena CA 05/2016 11/2018
Royal Alliance Associates, Inc. South Pasadena CA 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Pasadena, CA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    South Pasadena, CA
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    South Pasadena, CA
  • 2010-01-21 → 2016-05-13
    Pasadena, CA
  • 2012-01-12 → 2012-02-21
    Cuso Financial Services, L.P.
    Los Angeles, CA
  • 2008-03-10 → 2009-04-27
    Wescom Financial Services
    Los Angeles, CA
    Santa Monica, CA
    Culver City, CA
    Tustin, CA
  • 2007-02-02 → 2007-05-07
    Marc E. Anderson, Inc.
    El Segundo, CA
  • 2003-02-18 → 2003-07-21
    Glendale, CA
Other Businesses

1) ZAHORIK FINANCIAL & INSURANCE SERVICES INC. POSITION: ADMINISTRATIVE SUPPORT NATURE: FINANCIAL SERVICES AND INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 1101 FREMONT AVENUE, SUITE 201, S. PASADENA CA 91030, United States DESCRIPTION: Admin. Support Performing non-securities admin duties for solo 401k Prep of annual reporting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-22
S63 Uniform Securities Agent State Law Examination 2003-08-11
  • S66 Uniform Combined State Law Examination
    2006-11-22
  • S63 Uniform Securities Agent State Law Examination
    2003-08-11
Other Names
  • Rhandy Arzaga
  • Rhandy Arzaga
  • Rhandy Cabuyadao Arzaga

View on SEC IAPD

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