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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-05-20 |
| MO | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED_RES | 2024-05-19 |
| NV | RA | APPROVED | 2024-03-04 |
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
1101 Fremont Ave Suite 201, South Pasadena, CA 91030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Pasadena | CA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | South Pasadena | CA | 11/2018 | Present |
1) ZAHORIK FINANCIAL & INSURANCE SERVICES,1101 Fremont Ave., Suite 201 South Pasadena, CA 91030 . EMPLOYEE/DBA NAME. INVESTMENT RELATED. 180 HRS/MO 2) ZAHORIK FINANCIAL & INSURANCE SERVICES POSITION: Principal NATURE: Corporation, Insurance agency, DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 03/15/2005 ADDRESS: 1101 Fremont Ave., Suite 201, South Pasadena CA 91030, United States DESCRIPTION: Licensing, accounting, supervision, etc. 3) ARNAUD BERRY POSITION: Landlord/Owner NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 03/09/2020 ADDRESS: Various, Various AZ 85257, United States START DATE: 3/5/2020 DESCRIPTION: OWNER OF RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-16 |
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