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Terry Ming-Hsun Lin

LPl Financial LLC

South Pasadena, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-14
  • CA RA
    APPROVED
    Since 2021-09-14

Branch Locations

1119 Fremont Ave, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Pasadena CA 04/2011 04/2020
Ronald Tanaka, Cfp South Pasadena CA 04/2020 Present
Lpl Financial Llc South Pasadena CA 06/2020 Present
  • 04/2011 → 04/2020
    East West Bank
    Pasadena, CA
  • 04/2020 → Present
    Ronald Tanaka, Cfp
    South Pasadena, CA
  • 06/2020 → Present
    Lpl Financial Llc
    South Pasadena, CA
Other Businesses

8/2015 - Real Estate Rental - Investment Related - 1% - 022 Miltonwood Ave Duarte, CA 91010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-10
S63 Uniform Securities Agent State Law Examination 2000-08-03
  • S66 Uniform Combined State Law Examination
    2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2000-08-03

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
COPPELL ADVISORY SOLUTIONS LLC
PIH INVESTMENTS, LLC

Other Investors

RHANDY ARZAGA
ARNAUD PHILIPPE BERRY
BRADLEY COLE
LEROY MASASHI KAWAI
RONALD AKIRA TANAKA
RICHARD STEPHEN LOUSARARIAN
NAREK TAGMIZYAN
JON CHRISTOPHER LAM

Other Offices

OSAIC WEALTH, INC. · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
GREENLAKE ASSET MANAGEMENT LLC · SOUTH PASADENA, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH PASADENA, CA
NEWBURY CAPITAL MANAGEMENT, LLC · SOUTH PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH PASADENA, CA
J.P. MORGAN SECURITIES LLC · SOUTH PASADENA, CA
COPPELL ADVISORY SOLUTIONS LLC · South Pasadena, CA

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