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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
| CA | RA | APPROVED | 2002-02-07 |
Branch Locations
1140 Fremont Ave Suite D, South Pasadena, CA 91030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | South Pasadena | CA | 05/2001 | Present |
1. 07/29/2014 - TJTK PROPERTIES - INV REL - REAL ESTATE RENTAL - START 01/01/2012 - 3 HOURS PER MONTH, 0 DURING TRADING - I OWN 2 CONDOS IN GLENDALE 2. 7/11/2017 - TJTK Properties, LLC (IRA) - investment related - Glendale, AZ - Real Estate Rental - start 06/27/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Purchasing a condo rental within SEP/IRA. 3. 6/24/2019 - No Business Name - Investment Related - Glendale AZ - Real Estate Rental - Started 12/01/2003 - 0 Hours Per Month - Own jointly with spouse. 4. 6/24/2019 - TJTK Properties (IRA) - Investment Related - Glendale, AZ - Real Estate Rental - Started 07/01/2015 - 0 Hours Per Month - Purchased in 2015 is a rental property within my IRA (TJTK Properties). Managed by property manager in Arizona. 5. 4/1/2021 - TJTK Investment Trust (IRA) - Investment Related - Home Based & Glendale, AZ 85301 - Real Estate Rental - Start Date: 8/19/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Property manager handles activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-09 |
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