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Joseph C Klein

Edward Jones

Spring, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-10
  • TX RA
    APPROVED
    Since 2025-10-10

Branch Locations

17207 Kuykendahl Road Ste 103, Spring, TX 77379-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houston TX 01/2016 05/2017
Comerica Securities, Inc. Houston TX 05/2017 09/2019
Mml Investors Services, Llc Houston TX 09/2019 12/2020
Mass Mutual Life Insurance Company Houston TX 09/2019 02/2021
Innovative Premier Financial Services Houston TX 12/2020 09/2021
Charles Schwab Austin TX 10/2021 02/2024
Lpl Financial Llc Austin TX 04/2024 01/2025
Valic Financial Advisors Inc Houston TX 03/2025 05/2025
Trb Wealth Management Houston TX 05/2025 08/2025
Edward Jones St Louis MO 10/2025 Present
  • 01/2016 → 05/2017
    Usca Securities Llc
    Houston, TX
  • 05/2017 → 09/2019
    Comerica Securities, Inc.
    Houston, TX
  • 09/2019 → 12/2020
    Mml Investors Services, Llc
    Houston, TX
  • 09/2019 → 02/2021
    Mass Mutual Life Insurance Company
    Houston, TX
  • 12/2020 → 09/2021
    Innovative Premier Financial Services
    Houston, TX
  • 10/2021 → 02/2024
    Charles Schwab
    Austin, TX
  • 04/2024 → 01/2025
    Lpl Financial Llc
    Austin, TX
  • 03/2025 → 05/2025
    Valic Financial Advisors Inc
    Houston, TX
  • 05/2025 → 08/2025
    Trb Wealth Management
    Houston, TX
  • 10/2025 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-26
S63 Uniform Securities Agent State Law Examination 1989-05-03
  • S65 Uniform Investment Adviser Law Examination
    2012-06-26
  • S63 Uniform Securities Agent State Law Examination
    1989-05-03
Other Names
  • Joseph Charles Klein
  • Joseph C Klein
  • Joe Klein
  • Joseph Klein

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
STIFEL INDEPENDENT ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

KAY ALLISEN KELLEY
ANDRES VALDEZ
MIGUEL RAFAEL VALDEZ
ALEJANDRO VALDEZ
Lazaro Rodriguez
JEFFREY MICHAEL KOSTA
RANDAL ALLEN REEVES
KEVIN LOUIS CASCARELLI

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · KLEIN, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Spring, TX
OSAIC WEALTH, INC. · SPRING, TX
EDWARD JONES · SPRING, TX
LPL FINANCIAL LLC · SPRING, TX
J.P. MORGAN SECURITIES LLC · SPRING, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in Spring, TX

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