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Charlotte Cheim Anten

Clifford Swan Investment Counselors

Pasadena, CA

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Current Employers
Clifford Swan Investment Counselors

177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-23
  • CA RA
    APPROVED
    Since 2026-03-23

Branch Locations

177 E. Colorado Blvd Ste 550, Pasadena, CA 91105-1965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Company Pasadena CA 08/2016 12/2025
Clifford Swan Investment Counselors Pasadena CA 02/2026 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-27
  • S63 Uniform Securities Agent State Law Examination
    1989-04-27
Designations
Other Names
  • Charlotte Elise Cheim
  • Charlotte C Anten
  • Charlotte E Cheim

View on SEC IAPD

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