Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-03-26
  • OH RA
    APPROVED
    Since 2009-03-26

Branch Locations

6012 Renaissance Pl Suite A, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Toledo OH 03/2009 Present
Raymond James Financial Services Advisors Inc. Toledo OH 03/2009 Present
Previous Registrations
  • 2008-08-18 → 2009-02-13
    Palm Beach Gardens, FL
    Maumer, OH
  • 2006-12-07 → 2008-08-28
    First Insurance And Investments Inc.
    Maumee, OH
    Oregon, OH
    Genoa, OH
    Perrysburg, OH
    Findlay, OH
    Findlay, OH
    Findlay, OH
    Mccomb, OH
    Fostoria, OH
    Bowling Green, OH
  • 2006-07-13 → 2008-08-15
    Obs Financial
    Concord, CA
  • 2004-11-08 → 2006-07-12
    Obs Brokerage Services, Inc.
    Whitehouse, OH
    Maumee, OH
  • 1999-10-18 → 2004-11-10
    Raymond James Financial Services, Inc.
    Defiance, OH
Other Businesses

(1)Name of Business: Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/26/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed Annuity business (2)Name of Business: 6012 Properties LLC Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/08/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner (3)Name of Business: Kathleen A Tollison LLC Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/22/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for Financial Advisory Practice at RJFS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-31
S63 Uniform Securities Agent State Law Examination 1989-05-03
  • S65 Uniform Investment Adviser Law Examination
    1997-03-31
  • S63 Uniform Securities Agent State Law Examination
    1989-05-03
Other Names
  • Kathleen Ann Kaczala

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Toledo, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor