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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-04-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-04-24

Branch Locations

120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Newport, RI • United States

Katonah, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Yonkers NY 05/1999 03/2017
Massachusetts Mutual Life Insurance Company New York NY 07/2016 Present
Mml Investors Services, Llc New York NY 03/2017 Present
  • 05/1999 → 03/2017
    Metlife Securities Inc.
    Yonkers, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2017 → Present
    New York, NY
Other Businesses

1)Name: Stephen Cohen, Inv Rel: Y Addr: @ residential address on file, Nature: Outside Insurance, Position: Agent, Start: 1/1997 No Hr/Mo:1 No Hr/Mo dur Trading:0 Duties: Life, Disability, Long-term care, Fixed annuities, Health, Dental and Group Disability Income. 2)Attorney- Not actively practicing.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-20
  • S63 Uniform Securities Agent State Law Examination
    1988-12-20

View on SEC IAPD

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