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Current Employers
Alessandra Capital Management, Llc

23670 Hawthorne Boulevard Suite 207, Torrance, CA 90505 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
TX RA APPROVED_RES 2010-04-16
  • CA RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED_RES
    Since 2010-04-16

Branch Locations

23670 Hawthorne Boulevard Suite 207, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alessandra Capital Management, Llc Rolling Hills Estates CA 02/1999 Present
First Allied Securities, Inc. San Diego CA 06/2005 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 01/2015 12/2017
Cetera Advisors Llc Torrance CA 09/2022 05/2023
Lpl Financial, Llc Torrance CA 05/2023 Present
  • 02/1999 → Present
    Rolling Hills Estates, CA
  • 06/2005 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2015 → 12/2017
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 09/2022 → 05/2023
    Cetera Advisors Llc
    Torrance, CA
  • 05/2023 → Present
    Lpl Financial, Llc
    Torrance, CA
Previous Registrations
  • 2015-01-14 → 2017-12-22
    First Allied Advisory Services, Inc.
    Rolling Hills Estates, CA
Other Businesses

1) 05/2023 - Blue Shield Health Insurance - Health Insurance - Inv. Related - Torrance, CA - Broker - Start Date 02/15/2006 - 0hrs/month - 0% time spent 2) 05/02/2023 - Alessandra Capital Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/02/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 20% 3) 05/09/2023 - Alessandra Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/15/1999 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Alessandra Capital Management, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/07/2025 - Cavalier Insurance Marketing Services Insurance Agency, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-02
S65 Uniform Investment Adviser Law Examination 1996-01-02
  • S63 Uniform Securities Agent State Law Examination
    1996-01-02
  • S65 Uniform Investment Adviser Law Examination
    1996-01-02
Other Names
  • Greg Alessandra

View on SEC IAPD

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