Best Investors
Account
Sign in
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-26 |
| NJ | RA | APPROVED | 2019-06-24 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
401 Broadhollow Rd., #200, Melville, NY 11747 • United States
401 Broadhollow Road, #200, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Melville | NY | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | 06/2019 |
| Lpl Financial, Llc | Woodbury | NY | 06/2019 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 06/2019 | Present |
| Hub International Investment Services Inc. | Woodbury | NY | 11/2019 | Present |
1. 6/27/2019 - Global Retirement Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/20/2019 - 160 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 06/20/2019. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 11/19/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 11/15/2019 - HUB International is buying my practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 3. 11/19/2019 - Hub International Investment Services Inc. - Investment Related - At Reported Business Location(s) - Other-Accommodation Broker/Dealer - - Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 4. 1/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Start Date: 08/12/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 1/22/2020 - Global Retirement Partners LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/15/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 7/21/2020 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/15/2019 - 160 Hours Per Month During Securities Trading. 7. 10/31/2025- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/25/2025- 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-01 |
Reach out to this advisor