Inactive

David C Yu

Verdant Capital Management

Claim This Profile

Current Employers

Verdant Capital Management

3838 Carson Street Suite #218, Torrance, CA 90503 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2003-12-16

CA RA
APPROVED

Since 2003-12-16

Branch Locations

3838 West Carson Suite 218, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Verdant Capital Management Inc.	Torrance	CA	09/2002	Present

09/2002 → Present

Verdant Capital Management Inc.

Torrance, CA

Previous Registrations

1997-07-08 → 2002-10-22

Ubs Financial Services Inc.

Long Beach, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-20
S63	Uniform Securities Agent State Law Examination	1990-01-31

S65 Uniform Investment Adviser Law Examination

1995-10-20
S63 Uniform Securities Agent State Law Examination

1990-01-31

Other Names

Wai Yu
David C Yu
David Chung Yu

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.

SOUTH BAY FINANCIAL PARTNERS

EP WEALTH ADVISORS

STRATOS WEALTH PARTNERS, LTD

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

SEQUOIA FINANCIAL GROUP, L.L.C.

Other Investors

RYAN BOMERSBACK

Jordan Luke Opre

LISA MARIE QUARTARONE

MARTHA P HOLLADAY

NICOLE ELIZABETH NOVALES

Gilberto Alvarez

Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA

SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA

EP WEALTH ADVISORS · TORRANCE, CA

STRATOS WEALTH PARTNERS, LTD · Torrance, CA

EDWARD JONES · Torrance, CA

AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA

LPL FINANCIAL LLC · TORRANCE, CA

EDWARD JONES · TORRANCE, CA

More in Torrance, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor