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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-05-23 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Newport | RI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*490369- Ida Lewis Yacht Club; Investment related No; Newport, Rhode Island; Private Club; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-19 |
| S65 | Uniform Investment Adviser Law Examination | 1992-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-07 |
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