Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
9828 Garden Grove Blvd Suite 205, Garden Grove, CA 92844 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | San Bernardino | CA | 09/2002 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Brea | CA | 07/2016 | 08/2021 |
| Mml Investors Services, Llc | Brea | CA | 03/2017 | 08/2021 |
| Prudential Insurance Company Of America | Irvine | CA | 08/2021 | Present |
| Pruco Securities, Llc. | Irvine | CA | 08/2021 | 11/2024 |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 2. 11/14/2024 - James Hanna - Property and Casualty - Oak Hills, CA - INV REL - Start Date 02/06/2014 - 2hrs/mth 3.04/10/2026-SummitWise Financial Group-Team Member-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/31/2026-5hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-27 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-30 |
Reach out to this advisor