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James Patricio Hanna

LPl Enterprise, LLC

Garden Grove, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

9828 Garden Grove Blvd Suite 205, Garden Grove, CA 92844 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. San Bernardino CA 09/2002 03/2017
Massachusetts Mutual Life Insurance Company Brea CA 07/2016 08/2021
Mml Investors Services, Llc Brea CA 03/2017 08/2021
Prudential Insurance Company Of America Irvine CA 08/2021 Present
Pruco Securities, Llc. Irvine CA 08/2021 11/2024
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 09/2002 → 03/2017
    Metlife Securities, Inc.
    San Bernardino, CA
  • 07/2016 → 08/2021
    Massachusetts Mutual Life Insurance Company
    Brea, CA
  • 03/2017 → 08/2021
    Brea, CA
  • 08/2021 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 08/2021 → 11/2024
    Irvine, CA
  • 11/2024 → Present
    Irvine, CA
Previous Registrations
  • 2021-08-23 → 2024-11-14
    Irvine, CA
  • 2017-03-25 → 2021-08-19
    Rancho Cucamonga, CA
    Brea, CA
  • 2003-04-04 → 2017-03-25
    Msi Financial Services, Inc.
    Rancho Cucamonga, CA
    San Bernardino, CA
    Rancho Cucamonga, CA
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 2. 11/14/2024 - James Hanna - Property and Casualty - Oak Hills, CA - INV REL - Start Date 02/06/2014 - 2hrs/mth 3.04/10/2026-SummitWise Financial Group-Team Member-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/31/2026-5hrs/mth-2hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-27
S65 Uniform Investment Adviser Law Examination 1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    2000-01-27
  • S65 Uniform Investment Adviser Law Examination
    1998-12-30

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