Daniel Charles Ketchum

Current Employers

Employment History

• 08/2004 → Present
  Raymond James Financial Services
  Irvine, CA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Irvine, CA

Previous Registrations

• 1997-07-08 → 2004-08-27
  Ubs Financial Services Inc.
  Mission Viejo, CA

Other Businesses

(1)Name of Business: Address: 225 E. Memory Lane, Santa Ana, CA, 92705, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/05/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lease and repairs (2)Name of Business: Ketchum Investment Management Company, Inc. Address: 225 Memory Lane, Santa Ana, CA, 92705, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/16/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my Raymond James practice. (3)Name of Business: personal Address: 225 Memory Lane, Santa Ana, CA, 92705, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: Yes Start Date: 09/10/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I participate in Research/provide opinions for a couple of firms that conduct 3rd Party Research within the Financial Services Industry.It is mainly within the 401(k) Plan space. I typically do 1 - 2 surveys annually and compensated for this.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-01
• S63 Uniform Securities Agent State Law Examination
  1988-09-01