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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| CA | RA | APPROVED | 2024-04-25 |
Branch Locations
301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beverly Hills | CA | 08/2015 | 04/2024 |
| Wedbush Securities Inc. | Los Angeles | CA | 06/2020 | 04/2024 |
| Raymond James & Associates, Inc. | Pasadena | CA | 04/2024 | Present |
1. USC General Alumni Association, Board of Govenor's Start date 01/01/2022 2. USC Marshall Partners (USC School of Business) / 3670 Trousdale Parkway Los Angeles, California 90089 / Educational Establishment/ Education / Fundraising for the Dean and the School of Business in general. / Member of Board of directors / / Fundraising for the School of Business / Start Date 2/7/2019 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-02 |
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