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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-11 |
| WI | RA | APPROVED | 2009-09-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Lacrosse | WI | 09/2009 | Present |
1. Rotary International District 6250; 2820 Walton Commons Madison WI 53718; Civic and Volunteer Organization; At Large Member - District Board of Directors; Liason to board on Youth Issues - Youth Exchange, Interact, Roteract, RYLA; affiliation started 07/03/2017; 10.0 hours per quarter; not during securities trading hours; not investment-related. 2. La Crosse Community Theater; 428 Front Street South La Crosse WI 54601; Community Theater; sit on a advisory board to the theater board of directors; advise the board on issues that are placed in front of the board. We do not act in a voting or decision making capacity; 06/02/2025; 2 hrs/quarter; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-11 |
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