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Craig Thomas Lyman

LPl Financial LLC

Las Vegas, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-01
TX RA APPROVED_RES 2016-08-11
  • NV RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2016-08-11

Branch Locations

8883 W Flamingo Rd Ste 101, Las Vegas, NV 89147 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Las Vegas NV 12/2008 Present
Other Businesses

1. 10/16/2009 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10% TIME SPENT - I will be writing health insurance on an individual and group basis for select clients. I will have no employees. 2. 10/16/2009 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - 5% TIME SPENT - PREPARING TAXES FOR SELECT CLIENTS. I WILL HAVE NO CHECK WRITING AUTHORITY OR ACCESS TO ANY FUNDS OF THE CLIENT. 3. 8/12/2019 - Eckelkamp & Lyman Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Strart Date: 08/15/2019 - 160 Hours Per Month/100 Hours During Securities Trading. 4. 11/03/2022 - Lyman Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2022 - 120 Hours Per Month/80 Hours During Securities Trading 5. 07/28/2023 - Columbia University - Not Investment Related - Online and on campus at:203 Lewison Hall 2970 Broadway, MC 4119 New York, NY, 10027 - Teacher - Lecturer - Start Date 08/31/2023 - 8 Hours Per Month/ 0 Hours During Securities Trading. 6) 09/03/2025 - JNCL, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:03/03/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-10
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S65 Uniform Investment Adviser Law Examination
    2009-02-10
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29

View on SEC IAPD

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