William Mcpherson Fitzhugh

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-10
CA	RA	APPROVED	2013-11-25

TX RA
APPROVED_RES

Since 2018-10-10
CA RA
APPROVED

Since 2013-11-25

Branch Locations

301 North Lake Suite 800, Pasadena, CA 91101 • United States

San Gabriel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Pasadena	CA	11/2013	Present

11/2013 → Present

D.A. Davidson & Co.

Pasadena, CA

Previous Registrations

2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Pasadena, CA
2013-03-12 → 2013-11-04

Crowell, Weedon & Co.

Pasadena, CA
2008-08-08 → 2013-03-04

Maxwell Noll Investment Advisors

Pasadena, CA

Pasadena, CA
2007-07-02 → 2008-07-31

Cloudbreak Capital Llc

Los Angeles, CA
2002-12-06 → 2003-10-20

Ubs Financial Services Inc.

Pasedena, CA

Other Businesses

MITCHENER PLANTING; INVESTMENT RELATED; SUMNER, MISSISSIPPI; CORPORATION; LAND OWNER; START 10/24/24; 0 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I RENT OUT LAND FOR FARMING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-03-25
S65	Uniform Investment Adviser Law Examination	2007-06-07
S66	Uniform Combined State Law Examination	2002-11-26

S63 Uniform Securities Agent State Law Examination

2013-03-25
S65 Uniform Investment Adviser Law Examination

2007-06-07
S66 Uniform Combined State Law Examination

2002-11-26

Other Names

William M Fitzhugh
Bill Fitzhugh

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews