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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-08-15 |
| NY | RA | APPROVED | 2021-11-13 |
| CA | RA | APPROVED | 2014-11-21 |
| TX | RA | APPROVED_RES | 2014-11-21 |
Branch Locations
206 East Anapamu Street, Santa Barbara, CA 93101 • United States
Hailey, ID • United States
111 N. Main, 3Rd Floor, Suite B Pob 5389, Ketchum, ID 83340 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Santa Barbara | CA | 11/2014 | Present |
1. SOLE OWNER OF REAL ESTATE; FAMILY TRUSTS; 915 ROBLE LANES SANTA BARBARA CA 93103; RENTAL PROPERTY; AFFILIATION STARTED 10/29/1998; 2 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS. 2. KBV Capital-LLC; 820 S Main St - Suite 4362 Hailey, ID; Management Company for real estate and family investments; LLC Manager; 01/29/2020; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. 805BCapital; 820 South Main Street - 4362, Hailey, ID 83333; Family Holding LLC for investments and rental properties; Manager; 09/18/2020; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. Alliloop; 1111 State Street Santa Barbara CA 93101; Connecting service sector employees to employers; Chairman of the Board; Business insight, assist in growth of company- guidance, board leadership; 02/17/2022; 20hrs/year; Not During Securities Trading Hours; Not Investment Related. 5. KKB Capital, LP; 820 S Main St #4362, Hailey, ID 83333; Family Limited Partnership for estate planning; Registered Agent; None - grantor; 09/20/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 6. 805B Capital, LLC; 820 South Main Street #4362 Hailey ID 83333; family holding co/ real estate; Manager; Management; 4/2/23; 1 hours per week; not during securities trading hours; inv related. 7. Santa Barbara County Search & Rescue; 66 S San Anotonio Road, Santa Barbara, CA 93110; To provide emergency search and rescue for residents and visitors of Santa Barbara County; President of the Board/Advisor; Run the board of Directors for the non-profit - help in leadership and management of the entity; 07/07/2023; 1 Hour per Week; Not during securities trading hours; Not Investment-Related. 8. Santa Barbara Police Foundation; P.O. Box 91929 Santa Barbara, CA 93190; 501c3 for the benefit of the men and women of the Santa Barbara Police Department; President; Preside over the Board of Directors of the Foundation; 04/08/2025; 3 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 1991-11-15 |
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