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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
22255 Center Ridge Road Suite 310, Rocky River, OH 44116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Rocky River | OH | 09/1989 | Present |
| Pruco Securities, Llc. | Rocky River | OH | 09/1989 | 11/2024 |
| Lpl Enterprise, Llc | Rocky River | OH | 11/2024 | Present |
1) 04/29/2025-Stalla Insurance & Financial Services LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At Rocky River, OH-Start date 12/21/1988-200hrs/mth-160hrs/mth during trading 2) 06/15/2026-Kidd Financial Group LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/10/2026-240hrs/mth-180hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-30 |
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