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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-08-11 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Jamaica Plain, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Boston | MA | 04/2011 | 11/2018 |
| Royal Alliance Associates, Inc. | Boston | MA | 11/2018 | 03/2020 |
| Principal Life Insurance Company | Des Moines | IA | 03/2020 | Present |
| Principal Securities Inc | Des Moines | IA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-09 |
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