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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
400 1St Street S Ste 300 A, St Cloud, MN 56301 • United States
South Haven, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2012 | 09/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | 09/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2014 | 09/2021 |
| Cetera Advisors Llc | St Cloud | MN | 01/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2016 | 09/2021 |
| First Allied Securities, Inc. | San Diego | CA | 01/2016 | 09/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-09 |
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