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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-13 |
Branch Locations
790 E Colorado Blvd Ste 710, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coldwell Banker New Century | San Gabriel | CA | 06/2011 | 12/2022 |
| Clever Care Health Plan | Arcadia | CA | 02/2021 | 04/2021 |
| Td Ameritrade | San Gabriel | CA | 06/2018 | 12/2024 |
| Charles Schwab And Co., Inc. | Pasadena | CA | 12/2022 | 01/2024 |
| Mml Investors Services, Llc | Arcadia | CA | 12/2024 | Present |
| Massmutual Life Insurance Co | Arcadia | CA | 12/2024 | Present |
| Unemployed | Arcadia | CA | 10/2023 | 08/2024 |
1) NAME: SYLVIA LEE INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: OUTSIDE BUSINESS SALES POSITION: INSURANCE BROKER START DATE: 06/01/2014 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: HEALTH 2) NAME: SYLVIA LEE INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: REAL ESTATE TRANSACTIONS POSITION: REAL ESTATE BROKER START DATE: 01/01/2011 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUY, SELL, AND LEASE PROPERTIES 3) NAME: SYLVIA LEE INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: REAL PROPERTY WITH RENTAL PASSIVE INCOME POSITION: OWNER/LANDLORD START DATE: 03/28/2013 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SCREEN APPLICANTS, LEASE PREPARATION, MAINTAIN PROPERTY, AND COLLECT RENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
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