Steven Daniel Lombardo

Current Employers

Employment History

• 05/1987 → Present
  Lombardo Insurance Agency
  Glastonbury, CT
• 02/2000 → Present
  Lombardo Financial Services
  Glastonbury, CT
• 02/2003 → 11/2017
  National Planning Corporation
  Glastonbury, CT
• 01/2018 → 02/2024
  Securities America, Inc.
  Glastonbury, CT
• 01/2018 → 06/2024
  Securities America Advisors
  Glastonbury, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Glastonbury, CT

Previous Registrations

• 2024-06-14 → 2024-06-14
  Osaic Wealth, Inc.
  Glastonbury, CT
• 2018-01-19 → 2024-06-14
  Securities America Advisors, Inc.
  Rocky Hill, CT
  Glastonbury, CT
  Glastonbury, CT
• 2003-02-11 → 2017-11-21
  National Planning Corporation
  Glastonbury, CT
  Rocky Hill, CT
  West Hartford, CT
• 2000-03-01 → 2003-02-11
  Voya Financial Advisors, Inc.
  Glastonbury, CT

Other Businesses

1. Securities America Advisors Position: Investment Advisor Nature: Investment Advisory Business Investment Related: Yes Hours: 80 Securities Trading Hours: 40 Start Date: 01/16/2018 Address: 12325 Port Grace BLVD, LA Vista NE 68128 2. Lombardo Insurance Agency Position: Agent Nature: Insurance Sales Investment Related: No Hours: 10 Securities Trading Hours: 10 Start Date: 01/16/2018 Address: 119 C Griswold St., Mailbox 20,GLASTONBURY, CT 06033 3. BNI Position: VP Nature: Networking Group Investment Related: No Hours: 4 Securities Trading Hours: 4 Start Date: 01/16/2018 Address: 52 Cromwell Ave, ROCKY HILL CT 06067 4. LOMBARDO FIANACIAL SERVICES LLC POSITION: Agent NATURE: Lombardo Financial Services LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/23/2020 ADDRESS: 119 C Griswold St., Mailbox 20,GLASTONBURY, CT 06033 United States DESCRIPTION: Insurance Sales 5. Lombardo Financial Services - DBA 6. LOMBARDO FINANCIAL SERVICES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/09/2019 ADDRESS: 119 C Griswold St., Mail Box 20, Glastonbury CT 06033, United States DESCRIPTION: I sell life insurance policies to my customers and also fixed annuities. 7. LOMBARDO FINACIAL SERVICES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/29/2020 ADDRESS: 119 C Griswold St., Mail Box 20, Glastonbury CT 06033, United States DESCRIPTION: Sales of Life Insurance & Fixed Annuities 8. LOMBARDO FINACIAL SERVICES LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/29/1994 ADDRESS: 119 C Griswold St., Mail Box 20, Glastonbury CT 06033, United States DESCRIPTION: Sales of life insurance & Annuities 9. LOMBARDO FIANACIAL SERVICES LLC POSITION: Agent NATURE: Lombardo Financial Services LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/23/2020 ADDRESS: 119 C Griswold St., Suite 103, Glastonbury CT 06033, United States DESCRIPTION: Sales of investments life insurance 10. LOMBARDO FINANCIAL SERVICES POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 05/29/1986 ADDRESS: 180 Glastonbury BLDV, Glastonbury, CT CT 06066, United States DESCRIPTION: Sales for Investments.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1990-12-18

Other Names

• Steven D Lombardo
• Steve Lombardo