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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-04-11 |
| MD | RA | APPROVED | 2023-04-10 |
| VA | RA | APPROVED | 2023-04-03 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
6350 Walker Lane, Suite 500, Alexandria, VA 22310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Alexandria | VA | 02/1988 | Present |
| Hub International Investment Services Inc. | Alexandria | VA | 06/2022 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2023 | Present |
1. 10/13/1997 - NON-VARIABLE INSURANCE DBA - COMPREHENSIVE BENEFIT SERVICES, INC. - DBA/INDEPENDENT INSURANCE AGENT. 2. 7/27/2005 - DBA - COMPREHENSIVE BENEFIT SERVICES, INC., 3. 9/10/2007 - OTHER - MY WIFE OWNS A CONDO THAT IS IN HER NAME. THE ADDRESS IS 6926 HANOVER PARKWAY, #100, GREENBELT, MD 20770. THE TITLE IS IN MY WIFE'S NAME. 4. 7/10/2009 -NON-VARIABLE INSURANCE - COMPREHENSIVE BENEFIT SERVICES, INC. - SELLING NON-VARIABLE INSURANCE - TIME SPENT 55%. 5. 11/17/2021 - American Retirement Association - Investment Related - 4401 Fairfax Dr #600, Arlington, VA 2220 - Other-Speaking Engagements - Start Date: 10/29/2021 - 8 Hours Per Month/8 Hours During Securities Trading - Speaker. 6. 07/21/2022 - HUB International - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date - 06/01/2022 - 100 Hours Per Month/5 Hours During Securities Trading. 7. 09/01/2022 - Comprehensive Benefit Services, Inc., a division o - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/12/2022 - 100 Hours Per Month/5 Hours During Securities Trading. 8. 04/05/2023 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/15/2023 - 15 Hours Per Month/1 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 3/2023. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-10 |
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