Thomas Woodward Hulick

Current Employers

Employment History

• 04/2013 → 01/2020
  Holly Street Wealth Advisors
  Glendale, CA
• 09/2014 → 10/2016
  Monarch Bay Securities, Llc
  El Segundo, CA
• 01/2018 → Present
  Strategy Asset Managers, Llc
  Woodcliff Lake, NJ
• 02/2019 → 05/2020
  Newbridge Securities Corporation
  Pasadena, CA

Previous Registrations

• 2013-04-24 → 2020-01-02
  Holly Street Wealth Advisors
  Glendale, CA
  Pasadena, CA
• 2012-11-01 → 2013-05-01
  Worthpointe
  Ramona, CA
• 2011-03-18 → 2012-10-25
  First Foundation Advisors
  Irvine, CA
• 2007-11-02 → 2010-09-01
  Uvest Financial Services Group, Inc.
  Pasadena, CA
  Ontario, CA
  Pasadena, CA
• 2005-01-12 → 2007-10-16
  Ubs Financial Services Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2003-01-27 → 2005-01-08
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
• 1997-07-08 → 2002-12-19
  Morgan Stanley Dw Inc.
  Beverly Hills, CA

Other Businesses

(1) HULICK CAPITAL MGMT, LLC (DBA):YES IR, BEG FEB-2013, CEO/CCO/FOUNDER, INVESTMENT ADVISORY, 790 E. Colorado Blvd., Suite 200; Pasadena, CA 91101, 150HRS/MO. (2) STRATEGY ASSET MANAGERS L.L.C.- CEO AND CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY, Pasadena, CA 91101 (3) Strategy Insurance Services, LLC; Investment Related; 790 E. Colorado Blvd., Suite 200,Pasadena, CA 91101; Insurance Agency; Owner & Insurance Agent; 01/10/2023; 20 hours per month; 5 hours per month during securities trading hours; Sales and marketing of insurance products to clients and prospects as well as Management of Insurance Agency.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-01-16
• S65 Uniform Investment Adviser Law Examination
  1995-08-15

Other Names

• Thomas Hulick
• Tom Hulick