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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-08-04 |
Branch Locations
Waterfront Park Bldg 144 Railroad Ave Ste 225, Edmonds, WA 98020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Edmunds | WA | 08/2008 | 06/2017 |
| Wells Fargo Advisors Financial Network, Llc | Edmonds | WA | 06/2017 | Present |
BARDAHL MANUFACTURING CORPORATION.; NOT INV RELATED; SEATTLE, WA; 5.99% OWNERSHIP / BOARD MEMBER; OIL ADDITIVES AND LUBRICANTS; START DATE 2010 (UPDATE 2021); 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES- ATTEND DIRECTOR'S MEETINGS AND HEAR MANAGEMENT REPORTS ON CURRENT BUSINESS AFFAIRS. MANCHESTER ASSET MANAGEMENT, LLC, INVT RELATED, EDMONDS, WA, 100% OWNERSHIP, START DATE 6/16/2017, 40 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-29 |
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