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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-11 |
| TX | RA | APPROVED | 2024-01-11 |
Branch Locations
4040 Civic Center Dr, Ste 200 #34, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 06/2015 | 01/2024 |
| Bank Of America, N.A. | Mill Valley | CA | 03/2016 | 01/2024 |
| Lpl Financial Llc | San Rafael | CA | 01/2024 | Present |
1)11/30/2023 - Trestle Glen Advisory - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/20174 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-17 |
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