Best Investors Account Sign in

Thomas Gerard Liptack

Benjamin F. Edwards & Company, Inc.

White Plains, NY

Claim This Profile
Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-29
  • NY RA
    APPROVED
    Since 2021-07-29

Branch Locations

925 Westchester Ave. Suite Ll-01, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Company, Inc. St. Louis MO 05/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-12
  • S63 Uniform Securities Agent State Law Examination
    1996-06-12

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
SUMMIT FINANCIAL, LLC
OSAIC WEALTH, INC.
TD PRIVATE CLIENT WEALTH LLC

Other Investors

Michael Nelson
Daniel Sirota
Erik Mark Vietz
MARY JANE VOLFSON
Dominick Curra
PATRICK RYAN HENRY
ADAM HANDALY
CHRISTOPHER THOMAS FOSTER

Other Offices

J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY

More in White Plains, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor