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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-03-21 |
Branch Locations
11930 Slater Ave Ne Ste 100, Kirkland, WA 98034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Green Financial Group | Kirkland | WA | 11/1986 | Present |
| The Lincoln National Life Insurance Company | Portland | OR | 08/1993 | Present |
| Pacific West Securities Inc | Renton | WA | 06/2000 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. GREEN FINANCIAL, DBA FOR FIXED INSURANCE AND SECURITIES BUSINESS. 2. P & F PROPERTIES AND KIRKLAND LIFESTYLE, LLC, START 01/01/86, PROPERTY MANAGEMENT, OWNER, 40HR/WK, $220,000. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND FIXED ANNUITIES ; 4. NAME OF OTHER BUSINESS: HEFFERMAN INSURANCE BROKERS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE SALES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: AGENT/SVP, APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: SALES OF GROUP BENEFITS, INDIVIDUAL HEALTH AND MEDICARE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-24 |
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