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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-09-01 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
505 E. Grand Ave., Suite 200, Des Moines, IA 50309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services Corporation | Des Moines | IA | 03/1994 | 08/2017 |
| Principal Life Insurance Company | Des Moines | IA | 07/1998 | 08/2017 |
| Beh Company Llc | Des Moines | IA | 07/2014 | Present |
| Lpl Financial, Llc | Des Moines | IA | 08/2017 | Present |
| Global Retirement Partners, Llc | Des Moines | IA | 08/2017 | Present |
1. 08/31/2017 - JOHN BEH/ NON-VARIABLE INSURANCE/ 20%/ DES MOINES, IA 2. 08/31/2017 - BEH COMPANY LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 80%/ DES MOINES, IA 3) 09/05/2017-BEH COMPANY LLC-Investment related-At reported business location(s)-Registered Investment Advisor DBA-IAR-start 1/1/2014-hours per month 120/ hours during trading 6-Time spent percent 80% 4) 09/05/2017-GLOBAL RETIREMENT PARTNERS-Investment related-At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 6/30/2017-hours per month 120/ hours during trading 0-Time spent percent 1%-I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 6/2017. I expect to spend approximately 120 Hrs per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/20/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date 10/24/2017 - 20 Hours Per Month/20 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-28 |
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