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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-09-01
  • IA RA
    APPROVED
    Since 2017-09-01

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

505 E. Grand Ave., Suite 200, Des Moines, IA 50309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Des Moines IA 03/1994 08/2017
Principal Life Insurance Company Des Moines IA 07/1998 08/2017
Beh Company Llc Des Moines IA 07/2014 Present
Lpl Financial, Llc Des Moines IA 08/2017 Present
Global Retirement Partners, Llc Des Moines IA 08/2017 Present
  • 03/1994 → 08/2017
    Princor Financial Services Corporation
    Des Moines, IA
  • 07/1998 → 08/2017
    Principal Life Insurance Company
    Des Moines, IA
  • 07/2014 → Present
    Beh Company Llc
    Des Moines, IA
  • 08/2017 → Present
    Lpl Financial, Llc
    Des Moines, IA
  • 08/2017 → Present
    Des Moines, IA
Previous Registrations
Other Businesses

1. 08/31/2017 - JOHN BEH/ NON-VARIABLE INSURANCE/ 20%/ DES MOINES, IA 2. 08/31/2017 - BEH COMPANY LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 80%/ DES MOINES, IA 3) 09/05/2017-BEH COMPANY LLC-Investment related-At reported business location(s)-Registered Investment Advisor DBA-IAR-start 1/1/2014-hours per month 120/ hours during trading 6-Time spent percent 80% 4) 09/05/2017-GLOBAL RETIREMENT PARTNERS-Investment related-At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 6/30/2017-hours per month 120/ hours during trading 0-Time spent percent 1%-I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 6/2017. I expect to spend approximately 120 Hrs per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/20/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date 10/24/2017 - 20 Hours Per Month/20 During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-28
  • S63 Uniform Securities Agent State Law Examination
    1994-04-28
Other Names
  • John Beh

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