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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-13 |
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
17220 Newhope Street Suite 216, Fountain Valley, CA 92708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fountain Valley | CA | 02/1997 | Present |
| Raymond James Financial Services Advisors, Inc | Fountain Valley | CA | 01/2009 | Present |
(1)Name of Business: Barr, James Sr Address: 17220 Newhope St Ste 215, Fountain Valley, CA, 92708, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Trustee of father and step-mother's trust (2)Name of Business: California Masonic Foundation Address: 3645 Lewis Ave., Long Beach, CA, 90807, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/10/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review current investment performance and contribute opinion for investment decisions, based on the suggestions of an institutional investment consultant. (3)Name of Business: Newport Beach DeMolay Chapter Address: 1401 E 15th St., Newport Beach, CA, 92663, United States Activity Type: Non profit Position/Title: Chair of the Board Investment Related: Yes Start Date: 11/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administration, Mentoring teen members
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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