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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-13
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2017-11-13
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

17220 Newhope Street Suite 216, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fountain Valley CA 02/1997 Present
Raymond James Financial Services Advisors, Inc Fountain Valley CA 01/2009 Present
Other Businesses

(1)Name of Business: Barr, James Sr Address: 17220 Newhope St Ste 215, Fountain Valley, CA, 92708, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Trustee of father and step-mother's trust (2)Name of Business: California Masonic Foundation Address: 3645 Lewis Ave., Long Beach, CA, 90807, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/10/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review current investment performance and contribute opinion for investment decisions, based on the suggestions of an institutional investment consultant. (3)Name of Business: Newport Beach DeMolay Chapter Address: 1401 E 15th St., Newport Beach, CA, 92663, United States Activity Type: Non profit Position/Title: Chair of the Board Investment Related: Yes Start Date: 11/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administration, Mentoring teen members

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-02
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S65 Uniform Investment Adviser Law Examination
    1996-08-02
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11
Other Names
  • James Norman Jr Barr

View on SEC IAPD

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