Best Investors Account Sign in

Daniel Edward Pisenti

Emerson Equity LLC

San Rafael, CA

San Mateo, CA

Irvine, CA

Claim This Profile
Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-04
  • CA RA
    APPROVED
    Since 2023-01-04

Branch Locations

117 Paul Drive Ste B, San Rafael, CA 94903 • United States

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitehall-Parker Securities, Inc. San Francisco CA 10/1991 01/2023
Emerson Equity Llc San Mateo CA 01/2023 Present
  • 10/1991 → 01/2023
    Whitehall-Parker Securities, Inc.
    San Francisco, CA
  • 01/2023 → Present
    Emerson Equity Llc
    San Mateo, CA
Previous Registrations
  • 1997-07-08 → 2022-12-31
    Whitehall-Parker Securities, Inc.
    San Rafael, CA
    San Rafael, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
S63 Uniform Securities Agent State Law Examination 1992-03-19
  • S66 Uniform Combined State Law Examination
    2022-12-16
  • S63 Uniform Securities Agent State Law Examination
    1992-03-19

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
HCM WEALTH
O'DONNELL FINANCIAL SERVICES, LLC
MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES

Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

More in San Rafael, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor