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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 09/2014 | 12/2018 |
| Lpl Financial, Llc | Torrance | CA | 12/2018 | Present |
1. 7/15/2019 - John Lewis Financial - Investment Related - At Reported Business Location(s) - Other-payroll - Started 01/01/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 2. 7/15/2019 - John Lewis Financial - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer - Started 02/01/2019 - 20 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-05 |
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