Michael Gilbert Finnell

Current Employers

Employment History

• 09/2001 → 03/2017
  Commonwealth Financial Network
  Waltham, MA
• 03/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Moon Township, PA
• 03/2017 → 05/2022
  Raymond James Financial Services Advisors Inc.
  Moon Township, PA
• 03/2017 → 06/2022
  Heritage Wealth Management Group, Llc
  Moon Township, PA
• 03/2018 → Present
  Integra Property Management, Llc
  Moon Twp, PA
• 02/2008 → 06/2022
  Heritage Wealth Management Group, Llc
  Moon Township, PA
• 05/2022 → Present
  Lpl Financial, Llc
  Moon Township, PA
• 05/2022 → Present
  Global Retirement Partners, Llc
  San Rafael, CA
• 06/2022 → Present
  Hub International
  Chicago, IL

Previous Registrations

• 2017-03-09 → 2022-05-23
  Raymond James Financial Services Advisors, Inc
  Moon Township, PA
• 2010-08-31 → 2017-03-01
  Commonwealth Financial Network
  Moon Township, PA

Other Businesses

1- 01/2017 / Outside/W-2 Employment / HUB International / Investment Related / 160 Hrs Mnth & 8 HRs during trading / Moon Township, PA 2- 01/2008 / DBA for LPL Business (entity for LPL business) / HUB Retirement and Wealth Management / Investment Related / Moon Township, PA 3- 01/2008 / Financial Institution Duty / Heritage Wealth Management Group, LLC / Investment Related / Moon Township, PA 4- 01/2008 / Accommodation Broker/Dealer / HUB International Investment Services, Inc. / Non Investment Related / Moon Township, PA 5-06/27/2022 - Heritage Wealth Management Group, LLC - Not Investment Related - Real Estate Rental - Owner. 6-06/27/2022 - lntegra Property Management, LLC - Owner. 7-07/07/2022 - Heritage Wealth Management Group, a division of HUB - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 40 Hours Per Month/40 Hours During Securities Trading. 8-07/07/2022 - Heritage Wealth Mgmt Grp, a div of HUB Int'l - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 06/07/2022 - 40 Hours Per Month/40 Hours During Securities Trading. 9-08/03/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement a - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 10-08/03/2022 - Global Retirement Partners, LLC - DBA: Heritage Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 11-08/03/2022 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12-08/17/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 13-08/18/2022 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Owner - Start Date - 06/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 14-08/22/2022 - Global Retirement Partners, LLC - DBA: Heritage Wealth Mgmt Grp, a division of HUB - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 06/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading 15-12/04/2023 - RMR Financial, LLC - Non-Inv Related - Moon Township, PA - Business Entity For Tax/Investment Purposes Only - Started: 6/6/2022 - 1 Hr/Mo; 0 Hrs During Trading. 16- 12/21/2023 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 12/06/2023 - 4 Hrs/Mo During Trading 17-7/9/2024- Integra Property Managment Group, LLC- Real Estate Rental- Investment Related- Moon Twp, PA- Start Date 03/15/2024- 5 Hours Per Month/ 0 Hours During Trading 18) 03/11/2025 - IPM II, LLC - Not Investment Related - Home Based - Real Estate Rental - Start Date:03/09/2025 - 3 Hrs/Mth - 3 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-04
• S63 Uniform Securities Agent State Law Examination
  1988-03-16