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Paul Thomas Dowling

Morgan Stanley

Torrance, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-08
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-08-08
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Torrance CA 06/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Torrance, CA
    Pasadena, CA
  • 2007-03-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pasadena, CA
    Purchase, NY
  • 2005-01-03 → 2007-03-06
    Morgan Stanley Dw Inc.
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-31
S63 Uniform Securities Agent State Law Examination 1987-12-18
  • S66 Uniform Combined State Law Examination
    2004-12-31
  • S63 Uniform Securities Agent State Law Examination
    1987-12-18
Other Names
  • Paul T Dowling

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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