MORGAN STANLEY

450 Royal Palm Way 5Th Floor, Palm Beach, FL 33480

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Registered Advisors 31

RYAN DENNIS DIETZ DEBORAH DIANE MONTAPERTO Jeffrey Shepard Sohm ROD BARRY ARONSON ROLANDO V GUZMAN MARLON ANTHONY BUSTOS JARED ELIOT SOPER SHARON SUZANNE PAUL MARGARET HORAN CARRYN LEE MCLAUGHLIN TSUN YEN CHONG LUO PETER NARDIN MEGHAN RAE CARUFE DOUGLAS CION BRETT KELLEY BARRETT Lauren Marie Conlon Noah D Milling Alexander T Lam Kate Alexandra Moran JAMES MICHAEL MORIARITY NEIL STEWART KISHTER William J Egan ANNE BRINLEY SCHOCH JOSEPH PAUL MCBRIDE MARY s RAPPERPORT JEFFREY CLARK JOHNSON Travis V Voccia ALEXANDRA ELIZABETH CARLINO JESSICA RANDY BERNOWITZ MICHAEL DAVID SHERRILL DAMION PETER CARUFE

Name
RYAN DENNIS DIETZ
DEBORAH DIANE MONTAPERTO
Jeffrey Shepard Sohm
ROD BARRY ARONSON
ROLANDO V GUZMAN
MARLON ANTHONY BUSTOS
JARED ELIOT SOPER
SHARON SUZANNE PAUL
MARGARET HORAN
CARRYN LEE MCLAUGHLIN
TSUN YEN CHONG LUO
PETER NARDIN
MEGHAN RAE CARUFE
DOUGLAS CION
BRETT KELLEY BARRETT
Lauren Marie Conlon
Noah D Milling
Alexander T Lam
Kate Alexandra Moran
JAMES MICHAEL MORIARITY
NEIL STEWART KISHTER
William J Egan
ANNE BRINLEY SCHOCH
JOSEPH PAUL MCBRIDE
MARY s RAPPERPORT
JEFFREY CLARK JOHNSON
Travis V Voccia
ALEXANDRA ELIZABETH CARLINO
JESSICA RANDY BERNOWITZ
MICHAEL DAVID SHERRILL
DAMION PETER CARUFE

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Address

Street	450 Royal Palm Way 5Th Floor
City	Palm Beach
State	FL
ZIP	33480
Country	United States

Firm

Legal Name	MORGAN STANLEY SMITH BARNEY LLC
SEC #	801-70103
CRD #	149777
Region	NYRO
Umbrella	N

Other Firms

1789 CAPITAL MANAGEMENT

GENROCK CAPITAL MANAGEMENT, LP

J.P. MORGAN SECURITIES LLC

DUDLEY & SHANLEY, INC.

PROVENIO CAPITAL

DELGATTO CAPITAL GROUP LLC

ADVISORY SERVICES NETWORK

Other Investors

Zachary R. Pumphrey

Maria Fernanda Uribe

FRANK EMMETT SHANLEY

CHRISTOPHER GERARD KELLY

Dean Michael Maragos

JOSHUA AYERS FLEMING

Karli Vazquez-Mendez

Other Offices

1789 CAPITAL MANAGEMENT · PALM BEACH, FL

GENROCK CAPITAL MANAGEMENT, LP · PALM BEACH, FL

J.P. MORGAN SECURITIES LLC · PALM BEACH, FL

DUDLEY & SHANLEY, INC. · PALM BEACH, FL

PROVENIO CAPITAL · Palm Beach, FL

EDWARD JONES · Palm Beach, FL

DELGATTO CAPITAL GROUP LLC · PALM BEACH, FL

ADVISORY SERVICES NETWORK · Palm Beach, FL

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